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FivePoints Compliance Inc.
FivePoints offers on-demand messaging solutions via an outsourced
model that includes a fully managed SEC compliant messaging platform
for financial services firms.
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The FivePoints advantage lies in our technical, operational, and
messaging expertise married with our knowledge of the regulations
and needs of the Broker-Dealer community. FivePoints understands
that technology alone is not the answer. We bring an in depth understanding
of the working habits of our clients and a strong focus on the evolving
regulatory demands in order to implement a comprehensive solution
encompassing technology, policy and business process solutions necessary
to meet regulatory mandates. This provides for a winning combination.
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FivePoints Compliance
915 Broadway, Suite 1106
New York, NY 10010
Toll Free: 877-227-5054
Phone: 212-253-3500
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